Data BreachInvestigation Open

Southeast Series of Lockton Companies, LLC (“Lockton”) Data Breach — Official Case File

CA filing|Reported Apr 8, 2025|8 data types exposed

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Quick Facts

State Filed
CA
Date Reported to AG
Apr 8, 2025
Date of Breach
Nov 20, 2024
Records Affected
Not disclosed
Status
Investigation Open
Last Updated
Oct 5, 2026
Data Types Exposed
Full NameSocial Security NumberDate of BirthHome AddressFinancial Account NumberHealth Insurance Policy NumberWage and Compensation InformationPhone Number

How the Breach Occurred

Southeast Series of Lockton Companies, LLC (“Lockton”) was the subject of a data breach notification filed with the CA Attorney General. The AG filing was recorded on April 8, 2025. The breach or discovery date reported in the filing is November 20, 2024.

From the AG filing description

Southeast Series of Lockton Companies, LLC ("Lockton") operates as a prominent part of the broader Lockton network, functioning as a specialized insurance brokerage, risk management, and employee benefits consulting firm. Because of its core operations, Lockton routinely collects, processes, and maintains vast repositories of deeply sensitive personal and financial data belonging to corporate clients, policyholders, and employees. This information typically includes comprehensive employee census data, payroll records, detailed health insurance underwriting files, financial account details, and government-issued identification numbers. The firm requires this extensive data to successfully design, administer, and manage complex employee benefit plans, retirement services, and commercial insurance policies on behalf of employers nationwide. In 2025, Lockton formally reported a significant security incident to the California Attorney General, alerting consumers and regulatory bodies to an unauthorized compromise of its network systems. In the context of insurance brokerages and employee benefits administrators, data breaches frequently involve sophisticated cyberattacks, such as unauthorized intrusions into centralized databases, ransomware deployment, or vulnerabilities exploited within third-party vendor ecosystems. These incidents expose the structural challenges organizations face when centralizing large volumes of multi-layered corporate and personal records, leaving digital perimeters vulnerable to determined threat actors seeking high-value Personally Identifiable Information ("PII") and Protected Health Information ("PHI"). Preliminary reports and typical fallout from breaches involving insurance and benefits entities indicate that exposed data categories often encompass full names, Social Security numbers, dates of birth, home addresses, financial account details, and medical or health insurance policy information. The exposure of this specific blend of data creates severe, multi-faceted risks for affected individuals. Social Security numbers and dates of birth serve as the foundational keys for identity theft, enabling cybercriminals to open fraudulent credit lines, secure unauthorized loans, or intercept government tax returns. Simultaneously, the compromise of insurance policy numbers and medical data exposes victims to targeted medical fraud, insurance scams, and sophisticated phishing campaigns tailored to exploit the victim's specific benefit provider relationships. As a commercial entity handling sensitive consumer and employee data, Southeast Series of Lockton Companies, LLC (“Lockton”) is bound by strict legal obligations under state consumer protection statutes, such as the California Confidentiality of Medical Information Act (CMIA) and the California Consumer Privacy Act (CCPA), alongside general common law duties of care. These legal frameworks mandate that companies implement robust administrative, technical, and physical safeguards—including multi-factor authentication, rigorous network monitoring, data minimization, and regular third-party security audits—to protect stored PII and PHI. The occurrence of a data breach strongly suggests a failure in these foundational security obligations, raising serious questions regarding whether the company exercised adequate care in maintaining its network defenses. Receiving an official data breach notification letter from Southeast Series of Lockton Companies, LLC (“Lockton”) serves as formal legal confirmation that your confidential records were compromised due to corporate negligence. Under modern data breach jurisprudence, the receipt of this notice establishes legal standing to initiate or participate in class action litigation aimed at holding the company accountable for failing to safeguard sensitive data. Crucially, affected individuals are not required to demonstrate immediate financial loss or actualized identity theft to pursue legal remedies; the increased, imminent risk of future harm and the necessary expenditure of time and money to mitigate that risk are recognized injuries under the law. Our firm evaluates these cases on a strict contingency fee basis, meaning you pay nothing out of pocket and owe no legal fees unless we successfully recover compensation on your behalf.

Exposed Data — What's at Risk

Based on the data types reported in this filing:

Identity Theftcritical risk

Your SSN is the master key to your identity. Once exposed, criminals can open new lines of credit, take out loans, or file taxes in your name.

Identity Verification Bypassmedium risk

Combined with a name and other leaked data, date of birth helps criminals pass identity verification questions at banks and government agencies.

SIM Swap & Vishingmedium risk

Phone numbers exposed in breaches are used for SIM swapping attacks — hijacking your number to bypass two-factor authentication on financial accounts.

Are You One of the Victims?

You may have been affected by the Southeast Series of Lockton Companies, LLC (“Lockton”) data breach if:

  • You received a written data breach notification letter from Southeast Series of Lockton Companies, LLC (“Lockton”)
  • You are or were a customer, patient, or employee of Southeast Series of Lockton Companies, LLC (“Lockton”)
  • Your information was held by Southeast Series of Lockton Companies, LLC (“Lockton”) in CA
  • Your bank or payment card data was potentially exposed
  • Your protected health information was stored in the compromised system

Your Rights as a Victim

Common categories of compensation in data breach class actions

Time & Inconvenience

Courts recognize that the time spent monitoring accounts, placing credit freezes, and dealing with the aftermath of a breach has real economic value. This category of damages is recoverable even without direct financial loss.

Credit Monitoring & Identity Restoration

Professional credit monitoring services cost $10–$40 per month. Identity theft restoration services, if needed, can cost hundreds of hours and thousands of dollars. Courts have awarded these costs as direct damages in SSN breach cases.

HIPAA Statutory Damages

HIPAA violations carry civil penalties between $100 and $50,000 per violation. Where a healthcare organization's negligence led to the exposure of protected health information, class members may recover statutory damages in addition to actual losses.

Financial Losses & Fraudulent Charges

Direct financial losses resulting from the breach — unauthorized charges, fraudulent transfers, or fees incurred through fraud — are recoverable as compensatory damages. Banks may reverse some charges; a class action recovers the remainder and associated costs.

Emotional Distress

Data breach victims regularly report anxiety, loss of sleep, and ongoing fear of identity theft. These non-economic harms are cognizable injuries in data breach litigation, particularly in cases involving SSN or medical record exposure.

Note: an attorney general breach filing does not by itself establish a settlement fund, a payment amount, or a claim deadline. If an official settlement notice is later issued, rely on that notice for payment details and deadlines.

Applicable State Law

This breach was reported under the California Consumer Privacy Act (CCPA), which mandates notification and establishes your right to seek damages.

Frequently Asked Questions

Do I need proof that my data was misused to file a claim against Southeast Series of Lockton Companies, LLC (“Lockton”)?

No. Under California Consumer Privacy Act (CCPA) and federal law, the unauthorized exposure of your personal data — regardless of whether it has been actively misused — can be sufficient grounds for a claim. The breach itself is the injury.

How much does filing a claim cost?

Nothing. The Law Office of David S. Harris handles data breach cases on contingency — you pay zero upfront and owe nothing unless compensation is recovered.

My Social Security Number was exposed. What should I do right now?

Immediately place a free credit freeze at all three bureaus (Equifax, Experian, TransUnion). A freeze blocks new accounts from being opened in your name. Then file a complaint with the FTC at IdentityTheft.gov and contact our office — SSN exposure is one of the most serious breach types.

Does HIPAA give me additional rights in the Southeast Series of Lockton Companies, LLC (“Lockton”) breach?

If Southeast Series of Lockton Companies, LLC (“Lockton”) is a covered healthcare entity or business associate under HIPAA, affected patients have additional rights — including the right to an HHS complaint. These HIPAA violations also strengthen civil damages claims. Consult an attorney to understand your full remedies.

My financial account data was exposed. Can the bank recover my losses?

Banks may reverse fraudulent charges, but they are not obligated to compensate you for time lost, stress, or indirect damages. A class action claim against the breached company can recover those additional categories of harm.

Is it too late to file a claim?

Statutes of limitations for data breach claims vary by state but typically run 2–4 years. Depending on when you learned of the breach, you may still have time. Contact our office for a free eligibility review — there is no cost to find out.

What if Southeast Series of Lockton Companies, LLC (“Lockton”) offered me free credit monitoring after the breach?

Accepting free credit monitoring from Southeast Series of Lockton Companies, LLC (“Lockton”) does not waive your right to pursue legal action unless you signed a specific release waiving claims. In most cases, victims who accepted monitoring can still file.

Received a notification letter from Southeast Series of Lockton Companies, LLC (“Lockton”)?

Read our dedicated guide — what the letter means and what to do.

Read Letter Guide →
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This case file references a public filing made with the state filing in CA. This website is not affiliated with, endorsed by, or operated by any state government agency.

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